Skip to content

Daily Archives: April 6, 2021

Give Your Financial Planner a Check-up

Financial EducationBy Kristi SullivanApril 6, 2021

Ever wonder why Bernie Madoff, perpetrator of the world’s largest Ponzi scheme, didn’t get caught by auditors at the SEC sooner?  There were a lot of reasons, but a big one is that he wasn’t even registered as an investment advisor with the SEC.  You can’t oversee what you don’t control – or not well.…

© 2022 Sullivan Financial Planning. Website designed by Be Digital Marketing Co. 

DISCLOSURE: This website is intended for general education purposes only and the information is not personal investment advice, tax, or legal. Opinions expressed are subject to change without notice and are not intended to predict the future performance of markets. Quoted information is believed to be current and truthful at the time presented. Sullivan Financial Planning, LLC is a registered investment adviser in the state of Colorado and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. By using this website, you acknowledge the terms of our Privacy Policy and ADV

Go to Top